e “account”) for me /us on the following terms and conditions:
1. the account
i /we confirm that the information provided in the account opening information form is complete and accurate. i /we will inform you of any changes to that information. you are authorized to conduct credit enquiries on me /us to verify the information provided.
you will keep information relating to my /our account confidential, but may provide any such information to the exchange and the sfc to comply with their requirements or request for information.
2. law and rules
all transactions in securities which you effect on my /our instructions (“transactions”) shall be effected in accordance with all laws, rules and regulatory directions applying to you. this includes the rules of the exchange and of a the hong kong securities clearing company limited (the “clearing house”). all actions taken by you in accordance with such laws, rules and directions shall be binding on me /us.
3. transactions
you will act as my /our agent in effecting transactions unless you indicate (in the contract note for the relevant transaction or otherwise) that you are acting as principal.
i /we will notify you when a sale order relates to securities which i /we do not own i.e. involves short selling.
on all transactions, i /we will pay your commissions and charges, as notified to me /us, as well as applicable levies imposed by the exchange,and all applicable stamp duties. you may deduct such commissions, charges, levies and duties from the account.
unless otherwise agreed, in respect of each transaction, unless you are already holding cash or securities on my /our behalf to settle the transaction, i /we will pay you cleared funds or deliver to you securities in deliverable form or otherwise ensure that you have received such funds or securities by such time as you have notified me /us in relation to that transaction. if i /we fail to do so, you may: in the case of a purchase transaction, sell the purchased securities and in the case of a sale transaction, borrow and /or purchase securities in order to settle the transaction.
i /we will responsible to you for any losses and expenses resulting from my /our settlement failures.
(6)i /we agree to pay interest on all overdue balances (including interest arising after a judgment debt is obtained against me /us ) at such rates and on such other terms as you ha
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